Authority and responsibility within a company, who is responsible for undertaking specific measures for the prevention of legal risks , exercise monitoring functions, among other activities. Is it worth having a compliance office? The compliance office continues to be a pending issue for most commercial entities, despite the different pronouncements of the national courts on the need to have a regulatory compliance plan. Inesem business school higher criminal compliance course more information referring to one of the milestones of regulatory compliance at the judicial level,
we must mention the judgment of june 28, 2019 , which emphasizes the need to implement mechanisms that avoid criminal liability of the legal person, such as the case of the former administrator convicted by the court for a continuing crime of misappropriation and unfair administration whatsapp number list for appropriating the cash available in the box and having made different transfers to his personal account. All this, together with the economic damage of 2 million euros caused to the company. In the same way, special mention should be made of the pronouncement of magistrate d.
Vicente magro servet, who highlights: “ a good corporate practice in the company is to implement these regulatory compliance programs that guarantee that these types of events are not committed , or hinder the continued actions of distraction of money, or abuse of functions that a good regulatory compliance program would have detected immediately ”. How can having a compliance officer benefit my company? In spain, neither the reform of the penal code in 2010, nor the one carried out in 2015, mention this figure, however, if the obligation to comply with a duty of supervision or vigilance is highlighted, which without a doubt, translates in